Industries We Serve
Technology Built for the Financial World
Secure Wealth IT is not a general IT company. We focus exclusively on helping financial professionals protect client data, stay compliant with regulations, and operate with confidence.
We understand the daily pressure that comes with managing wealth and maintaining compliance. Our services are built to support Registered Investment Advisors, Broker Dealers, and Financial Advisors who demand secure, reliable, and audit-ready technology.
Registered Investment Advisors (RIAs)
IT and Cybersecurity Designed for Registered Investment Advisors
As an RIA, your reputation depends on trust. Clients expect their financial data to be secure and regulators expect you to prove it.
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We provide IT management and cybersecurity solutions that help RIAs meet SEC and FINRA cybersecurity requirements while keeping systems efficient and compliant.
​We Help RIAs
​Build and maintain technology environments aligned with SEC cybersecurity guidelines
​Protect client data with advanced endpoint protection, encryption, and access controls
Automate compliance documentation and reporting for audits
Securely manage tools like Orion, eMoney, and Tamarac
Train staff on cybersecurity awareness and phishing prevention
Maintain business continuity with encrypted backups and disaster recovery
Broker Dealers
IT and Compliance Solutions for Broker Dealers
Broker Dealers face some of the strictest cybersecurity and data management regulations in the financial industry. Meeting FINRA Rule 4370, SEC Regulation S-P, and other mandates requires complete control of your technology, data, and vendor processes.
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​Secure Wealth IT provides the tools, monitoring, and compliance support Broker Dealers need to stay audit-ready and secure.
Our Broker Dealer Support Include
Secure cloud environments with encryption and access tracking
Real-time network monitoring and SIEM threat detection
Multi-factor authentication and vendor risk management
Data archiving, retention, and retrieval aligned with FINRA requirements
Ongoing compliance reporting and evidence collection
Quarterly reviews to track risk, documentation, and policy updates
Financial Advisors
Reliable IT Support for Independent Financial Advisors
Independent financial advisors need the same level of cybersecurity and compliance protection as large firms but without the complexity or high costs.
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​We provide end-to-end IT support, cybersecurity, and compliance management that helps independent advisors run secure, professional practices while staying focused on their clients.
We Help Advisors
Manage all devices and users under a single, secure system
Protect client communications with encryption and secure email
Keep systems updated and free of vulnerabilities
Maintain detailed documentation for compliance reviews
Create policies and procedures for cybersecurity readiness
Deliver professional and reliable technology support that scales with their business
Why Financial Firms Choose Secure Wealth IT
We Speak the Language of Finance and Compliance
Our team understands how regulators think and what they expect to see in technology audits.
We Protect What Matters Most
From client data to cloud systems, every layer of your technology is protected with enterprisegrade security
We Simplify the Complex
We handle the details of IT, cybersecurity, and compliance so you can focus on your clients.
We Are Local and Accountable
Based in Charlotte, North Carolina, we support firms across the Southeast with responsive, personal service.
