Our Services
Secure. Compliant. Reliable.
Technology Solutions Designed for Financial Professionals
Secure Wealth IT provides comprehensive IT, cybersecurity, and compliance services built exclusively for Registered Investment Advisors, Broker Dealers, and Financial Advisors. Our goal is to help financial professionals stay secure, compliant, and efficient so they can focus on what matters most: their clients.
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​Every solution we deliver is designed to protect client data, meet regulatory standards, and give you total peace of mind.
A Complete Approach to Financial IT
Financial firms face growing cyber threats, strict regulations, and increasing client expectations. Most IT companies offer general solutions that fail to meet FINRA and SEC standards. Secure Wealth IT bridges that gap with services that combine proactive IT management, industryspecific compliance, and modern cybersecurity protection.
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​We manage, secure, and guide your technology from end to end so your firm operates with confidence
Core IT Management
Proactive IT That Keeps You Productive and Protected
You depend on reliable technology every day to serve clients, manage portfolios, and meet deadlines. We make sure your systems are ready for anything.
What You Get
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24/7 help desk and remote support
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Network monitoring and patch management
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Workstation deployment and lifecycle management
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Microsoft 365 and SharePoint administration
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Cloud migration and user access management
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Vendor coordination and asset documentation
Our Promise
We keep your systems fast, secure, and compliant so you never lose valuable time or data.
What You Get
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Endpoint protection and SIEM threat detection
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Multi-factor authentication and vulnerability management
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Email encryption, anti-spam, and phishing defense
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Encrypted backups and immutable storage
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Security monitoring and detailed reporting
Why It Matters
Our cybersecurity services align with FINRA and SEC cybersecurity requirements. You can prove compliance, satisfy insurance requirements, and protect client data at all times.
Cybersecurity Essentials
Protection Designed for Financial Data and Client Trust
Financial firms are prime targets for cybercriminals. One breach can destroy years of client confidence and invite regulatory penalties.
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​We take a layered approach to security that protects every device, network, and user in your firm.
Compliance & Training
Stay Confident and Audit-Ready All Year Long
Regulators expect you to demonstrate how you protect client information. That means documented policies, staff awareness, and systems that meet written cybersecurity standards.
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​We help you meet every compliance requirement and keep your team trained to reduce human error.
What You Get
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Policy templates and compliance documentation
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Staff cybersecurity training and phishing simulations
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Audit preparation and evidence collection
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Reporting dashboards and acknowledgment tracking
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Regular compliance reviews and technology audits
Why It Matters
We simplify compliance so you can focus on growing your business, not worrying about the next exam.
What You Get
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Quarterly business and technology reviews
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Long-term IT budgeting and forecasting
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Vendor and software evaluations
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Compliance-aligned technology planning
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Risk management and cybersecurity insurance preparation
Why It Matters
We give you executive-level technology insight that drives growth and ensures your IT investment always supports your business objectives.
Virtual CIO / IT Strategy
Technology Leadership Without the Full-Time Cost
Your firm needs direction, not just support. Our Virtual CIO service gives you a dedicated technology strategist who helps you plan for the future, align IT with your goals, and prepare for compliance changes before they happen.
Disaster Recovery & Business Continuity
Because Downtime Is Not an Option
If a disaster, cyberattack, or hardware failure strikes, your clients cannot wait. We build complete recovery systems that keep your business operational and compliant, even in the worst-case scenario.
What You Get
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Secure encrypted backups with off-site and cloud replication
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Immutable storage to protect against ransomware
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Rapid data recovery for servers, files, and endpoints
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Business continuity and recovery documentation
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Regular testing to ensure your plan works
Why It Matters
Regulators require firms to have documented business continuity plans. We make sure you not only meet those expectations but also stay ready to restore operations within hours, not days.
Why Financial Firms Choose Secure Wealth IT
Built for the Financial Industry
We serve only RIAs, Broker Dealers, and Financial Advisors. Every process, policy, and tool we use aligns with your regulatory environment.
Compliance Is in Our DNA
We understand the SEC and FINRA frameworks that govern your operations and make sure your systems do too.
Proactive and Preventive Approach
We do not wait for something to break. We monitor, patch, and manage systems continuously to stop problems before they start.
Transparent Communication
You will always know what is happening, why it matters, and how it impacts your compliance posture.
Local Expertise with a Regional Reach
Based in Charlotte, North Carolina, we proudly serve financial firms across the Southeast with personal, responsive service.
The Secure Wealth IT Advantage
We believe your technology should be a business asset, not a liability. Our team combines managed IT, cybersecurity, compliance, and strategic leadership into one cohesive system that helps financial firms thrive.
When you partner with us, you gain
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A single point of accountability for all IT and security needs
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A dedicated team that understands financial regulations
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Audit-ready documentation and continuous protection
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Predictable costs with no hidden surprises
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The confidence to focus on your clients
