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SECURE WEALTH IT

Free Resources to Help Your Firm Stay Secure, Compliant, and Confident

Download expert guides, checklists, and templates built specifically for RIAs and financial advisors.

FREE RESOURCES

Pick the Guide That Fits Your Biggest Challenge

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Beat the June 2026 SEC Deadline Reg S-P Evidence Vault Kit

Six ready-to-use templates that cover every document an SEC examiner will ask for under the new Reg S-P rules. Fill them in, file them away, and you are ahead of most firms.

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The Incident Response Plan Examiners Want to See Incident Response Plan Template

A fillable, Reg S-P-aligned plan that tells your team exactly what to do in the first hour of a breach. Customize it once, test it once a year, and you are covered.

Information Technology

Redtail vs Wealthbox vs Salesforce RIA CRM Comparison Guide

A side-by-side breakdown of pricing, integrations, compliance features, and what each platform is actually best for. Pick the right CRM the first time so you do not pay to switch in 18 months.

Business Meeting Plans

15 Microsoft 365 Settings That Stop 99% of Attacks M365 Security Checklist for RIAs

Step-by-step instructions for the 15 settings most RIAs leave wide open in their Microsoft 365 tenant. Each one explains what to click and why it matters.

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Score Your IT Vendor Before You Sign IT Vendor Evaluation Scorecard

A 12-category scorecard, 15 must-ask questions, and a red flag list that helps you grade three vendors side by side. Spot the ones who do not understand RIAs before you are locked into a contract.

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Launch Day Tech Stack for New RIAs New RIA Technology Checklist

Every system, vendor, and cost you need to stand up a new RIA, organized by category with timelines and Year 1 budget ranges. Built to keep your first 30 days from turning into chaos.

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​From Wirehouse to Independent in 90 Days Breakaway Broker Tech Transition Kit

A 90-day playbook that walks you from pre-resignation through day-by-day transition week and into a hardened, compliant tech stack. The plan you wish someone had handed you before you gave notice.

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Get Your Cyber Insurance Approved, Not Denied Cyber Insurance Readiness Checklist

Underwriters reject applications and inflate premiums for the same handful of gaps. This checklist shows exactly what they look for so you can fix the gaps before you apply.

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The 6 Written Policies SEC Examiners Look For Cybersecurity Policy Pack

Six core cybersecurity policies (Acceptable Use, Password, Remote Access, Data Classification, Incident Response, BYOD), ready to customize, with built-in employee acknowledgment pages for your audit file.

Trusted by Financial Advisors Across the Southeast

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Microsoft Partner

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FINRA & SEC Compliance Experts

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Serving 50+ Financial Firms

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Based in Charlotte, NC

WHY SECURE WEALTH IT

We Specialize in IT for Financial Advisors

Secure Wealth IT is not a generalist IT company. We work exclusively with RIAs and financial firms, understanding the compliance landscape inside and out. Our mission is to help your firm stay audit-ready, protected, and focused on what matters most — your clients.

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Audit-Ready Compliance

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24/7 Monitoring & Protection

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Strategic IT Guidance

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Peace of Mind

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Ready to Secure Your Firm?

Get a free compliance readiness assessment. No cost, no obligation.

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