Blogs

A cyberattack at a small advisory firm rarely starts with a dramatic breach. It usually starts with one employee clicking a link, one vendor losing a password, or one laptop left unlocked. FINRA has spent years documenting these patterns, and its Small Firm Cybersecurity .

The challenge in 2026 is knowing exactly what "real" means when Regulation S-P has changed, examiners have sharpened their questions, and most template policies were written before either happened.