Blogs

Every RIA examiner request starts the same way: produce the emails. Choosing between Smarsh, Global Relay, and Microsoft for compliance email archiving comes down to how much retrieval, supervision, and eDiscovery work you want your archive to handle on its own versus how much your compliance team will manage manually.

Choosing between Citrix ShareFile and Microsoft SharePoint is not just an IT decision. For an RIA, it touches client trust, regulatory exposure, and how your team actually gets work done every day.

A written information security policy, or WISP, is the document that answers that question in specific, verifiable terms rather than vague assurances. For RIAs, it's the backbone of a defensible cybersecurity compliance posture.

you manage technology decisions for a Registered Investment Advisor, you've likely had this conversation more than once: which video platform actually keeps client conversations safest, Zoom, Microsoft Teams, or Cisco Webex?

Password managers for financial advisors turn credential security from a personal habit into firm policy. Financial advisors and RIAs handle sensitive credentials that protect client assets, not just personal accounts. Implementing robust RIA cybersecurity measures is critical for maintaining regulatory compliance and protecting firm reputation. A single reused or weak password on a custodial platform, CRM, or email account can expose years of hard-won client trust to a data

Choosing between Riskalyze, Nitrogen, and HiddenLevers is not as simple as picking the platform with the most features.

Choosing the right tax planning software shapes every client conversation you have about Roth conversions, withdrawal timing, and year-end tax moves.

The RIA industry has grown dramatically over the past decade. SEC data shows 15,441 registered advisory firms in 2023, up 35% from 2009, while regulatory assets under management climbed from $39.4 trillion to $128.8 trillion.

Choosing between Schwab and Fidelity as your RIA custodian is one of the most consequential platform decisions your firm will make. Both are well-established, well-resourced institutions. Both support independent advisors at scale. The real question is not which one is better in the abstract — it is which one fits your firm's service model, technology preferences, client base, and compliance posture. According to a 2025 custodian trends report from AdvizorPro, more than 58% o

Choosing between MoneyGuidePro and eMoney is one of the most consequential technology decisions a financial advisory firm makes.

Choosing between Redtail and Wealthbox as your RIA's CRM comes down to more than just features and pricing.

Choosing between Redtail, Wealthbox, and Salesforce as your RIA's CRM is one of the most consequential technology decisions you will make.

Choosing between Orion and Black Diamond is one of the most consequential technology decisions your RIA will make.

How financial advisors build client trust with secure technology: protecting data, modern tools, and proactive transparency.

Future tech trends shaping financial advisors: AI, automation, cybersecurity, and the innovations driving the wealth management industry.