Blogs

Every RIA examiner request starts the same way: produce the emails. Choosing between Smarsh, Global Relay, and Microsoft for compliance email archiving comes down to how much retrieval, supervision, and eDiscovery work you want your archive to handle on its own versus how much your compliance team will manage manually.

you manage technology decisions for a Registered Investment Advisor, you've likely had this conversation more than once: which video platform actually keeps client conversations safest, Zoom, Microsoft Teams, or Cisco Webex?